Fund Compliance and Licensing Advisor
3 weeks ago
Job Description:
We are seeking for a Fund Compliance & Licensing Advisor to join a dynamic team within a financial exchange based in Singapore..
Job Description:
- We are seeking for a Fund Compliance & Licensing Advisor to join a dynamic team within a financial exchange based in Singapore.
- Candidate will have expertise in regulatory landscape for fund management activies, including application and maintenance of Capital Markets Services (CMS) Licenses and other related MAS licenses.
Key Responsibilities:
- Lead the process of applying for and renewing Capital Markets Services (CMS) Licenses for fund management activities, including preparing all required documentation for submission to MAS.
- Ensure compliance with MAS guidelines and regulations for fund managers under the Securities and Futures Act (SFA).
- Prepare and submit regulatory filings, ensuring timely and accurate submissions to MAS.
- Assist in designing and implementing compliance frameworks for fund management activities.
Requirements:
- Minimum 2 years of experience in regulatory compliance, licensing or fund management within a financial institution or regulatory body
- Involvement with CMS license application
- Good understanding of SFA and other relevant financial services regulations in Singapore.
Company Reg No.: 201131609D | License No.: 24S2411 | Reg No: R24124284
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