Job Description
Provide regulatory compliance advice and training
Track/monitor new changes to local regulations, analyse and disseminate the information as well as the impact to the departments
Assist in the implementation of new regulatory requirements and manage projects assigned
Review regulatory compliance policies and procedures of t...
Senior Compliance Officer (Banking)
Job Responsibilities:
· Assist in monitoring and assessing Compliance program effectiveness at country or line of business level (eg Country Compliance Report, Compliance Self Assessment and Stoplight Report).
· Conduct KYC reviews for new and existing accounts and Bank KYC reviews in accordance with AML/CFT/Sanc...
Assist the Manager (Compliance) in the following areas:
1. Execute the compliance activities in accordance with the approved annual Compliance Plan.
2. Prepare and review daily trade surveillance reports in relation to potential frontrunning, matched trades, and other prohibited market conduct, to comply with the Securities & Futures Act (SFA),...
Responsibilities:
· Prepare and review compliance handbook
· Handle MAS filings and inquiries from regulatory bodies
· Perform regular compliance checking to ensure compliance with regulatory requirements
· Handle KYC and AML-related matters as well as client onboarding compliance check
· Provide relevant advisory to business/support units and othe...
Responsibilities:-
Ensure the implementation of the branch compliance plan
Respond to regulatory authorities’ routine queries and coordinates completion of survey and other request for information
Develop and perform periodic compliance reviews
Investigates compliance breaches and customer complaints
Asssit in compliance training and pro...
[What the role is]About EDBThe Singapore Economic Development Board (EDB), a government agency under the Ministry of Trade and Industry, is responsible for strategies that enhance Singapore’s position as a global centre for business, innovation, and talent. We undertake investment promotion and industry development, and work with international busi...
This role requires understanding and administering the legal profession’s statutory compliance requirements. The candidate is expected to attend to queries from practising solicitors and law practices on compliance matters, and advise them on the requirements. The candidate’s main role will be maintaining our database and assisting our members with...
Citi’s Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by providing legal, compliance, investigative, and security services to our firm. We manage compliance risk, provide legal analysis and advice, protect Citi’s people and businesses, advocate for legal and regulatory outcomes that benefit our firm and our clients, and ulti...
Job Description
Assisting the Compliance Manager in conducting routine compliance activities for adherence to regulatory requirements, internal policies and procedures;
Assisting the Compliance Manager in performing anti-money laundering controls and measures including customer due diligence and resolving screening hits; and
Assisting the Co...