Total 6 financial advisor job vacancies in Quality Assurance / Control category in Singapore

Key Responsibilities:

• Provide support in managing a portfolio of client companies listed on the Catalist Board of the Singapore Exchange
• Provide necessary advice for listed companies’ directors and management on continuing listing obligations and corporate governance matters
• Maintain an excellent relationship with the regulators through close and regular dialogues to drive resolution of issues
• Conduct compliance review of corporate actions carried out by clients, including shareholder circulars, public announcements and press releases
• Drive regulatory applications/notifications to clients and stakeholders and addressing regulators’ queries and requests in a satisfactorily and timely manner
• Carry out ad-hoc tasks/projects as requested by the immediate team leader
• Prepare/maintain documentation, compliance papers for internal committee approvals and application/consultation letters to the SGX
• Assist in providing training on relevant listing rules and regulatory matters to stakeholders
• Monitor daily share price and media reports of clients

Key Requirements:

• Degree in Accountancy/Business/Finance
• At least 1 year of working experience as an external auditor in Big-4 audit firm are welcome to apply.
• Good understanding and analyzing financial statements.
• Generate financial reports.
• Self-motivated, responsible, meticulous, strong analytical ability and project management skills, able to work independently and a good team player
• Able to communicate effectively with clients, regulators and other professionals such as lawyers, auditors, financial advisors and valuers

f you are shortlisted for the first round of screening, our Recruiter will contact you directly.

EA License No: 24C2521 | EA Reg No:21103634 (Johnny Wu)

Mon to Fri 8.30am - 6pm

Position Summary

This position play a critical role in driving compliance and quality programs for Healthcare Transportation & Facilities and supporting the Healthcare Quality Management System to ensure processes and systems are compliant with regional and local regulations and customer requirements.

Job Scope

1. Quality Policies & Procedures: Determine, implement & promote policies and procedures for company’s Network and facilities (hubs & stations) to ensure compliance to standards such as GDP, GCP and others.

2. Quality Assessment & Standards: Write & review SOPs and Work Instructions for transportation & fulfilment solutions pertaining to the healthcare industry.

3. Compliance & Quality Program Management: Implement compliance and quality programs to support local Quality teams to ensure they are kept up-to-date and prepared.

4. CAPA Process Management: Lead in process creation and review of documentation on the implementation and responses to corrective and preventive actions (CAPAs) and monitor action progress until closure.

5. Healthcare Quality Management System: Develop, implement & support the system and processes, develop corresponding training programs, and acts as Super User for eQMS system.

6. Internal Audit Programs: Design & implement robust internal audit processes to ensure readiness of various functions & processes when meeting regulatory agencies & customer audits.

7. Certification Audits: Lead various certification audits with relevant regulatory agencies and certification providers across the region.

8. Operations & Customer Audit Programs: Lead & prepare for regular audit programs / random checks / regulatory activities to achieve successful audit outcomes and proper post audit follow up actions.

9. Healthcare Customer Liaison: Liaise with customers to understand quality requirements / issues / underlying concerns to advise on the way forward, provide advice based on interpretations as applicable to 3PL and resolve issues via conducting root cause analysis.

10. Healthcare Quality Feedback: Liaise, consolidate feedback from different functions to update and prepare final copy for Quality Questionnaires, Agreements and RFQ Proposals for customers.

11. Validation Programs: Lead the validation of transportation lanes and critical equipment like cold chain facilities, and packaging systems.

12. Depot Support: Provide secondary / backup support to healthcare specialists for market depots.

Requirements :

1. Hold local pharmacist license

2. Have at least five (5) years of relevant experience in warehouse, quality + QMS for pharmaceutical / healthcare industry

3. Have competencies in quality assurance / regulatory affairs, customer relationship management and root cause analysis

4. Have working experience ensuring compliance in accordance to Goods Manufacturing Practise cGMP,)/, Good Clinical Practises cGCP, Goods Distribution Practice (GDP) & ISO13485 for Medical Devices, IATA CEIV and other local certifications in a warehouse and transportation business.

5. Experience in conducting external and internal audits for regions

6. Must hold at least Bachelor’s degree in Pharmacy from a reputable local or Australia’s institute.

7. This position require to communicate with counter part in China

8. Occasionally travel is required to sites and region warehouses.

Competency

1. Accuracy & attention to detail which is crucial to proper compliance to regulatory and standards

2. Problem-solving skills to support customer issue resolution

3. Planning & organization skills to ensure proper audit programs are managed effectively

4. Communication skills to facilitate engagements with customer and regulatory agencies

5. Project management capabilities and familiarity with Process Mapping, Six Sigma, Lean Methodology, Agile or Design Thinking

6. Apply data-driven decision making with the use of data analytics and visualization tools like Power BI and competency in Microsoft Office applications like Excel, Word, and PowerPoint

Job Responsibilities

• Submit, review and assess monthly suppression rules for payment screening.
• Partake in policy decision on screening risk tolerance, list management, screening approach and strategy etc.
• Monitor and interpreting the developments around Sanctions laws, regulations and risk trends; and how they impact the screening controls across the Group.
• Dispense advice in relation to name and transaction screening from an AML/CFT & Sanctions perspective to key stakeholders in the Business and Support Units, Group Technology & Operations.
• Design and implement robust quality assurance programs to ensure that the tuning and optimization approaches which are implemented in the screening systems do not result in the Bank breaching its Policies, Standards and Procedures
• Reviews and contributes to the maintenance of Group Sanctions Policies and Procedures to ensure its effectiveness and relevancy to laws, regulations and best practices.
• Provide consistent advice and implementation of Group Sanctions Procedure and the Group Watchlist Management and Screening Standards.
• Provide key updates on Sanctions or screening related matters to the respective business forums and risk committees.
• Work alongside Business Units and Business Compliance Officer in the management of Sanctions and screening controls and risk.
• Any other support as required by the Head of Sanctions Policy, Advisory and Training from time to time.

Job Requirements

• Degree and/or professional qualification in business or banking/financial services related areas.
• At least 5 years of relevant work experience covering tuning and optimization of sanctions / AML screening systems in a global/ regional financial institution with a wide geographical coverage.
• Expert knowledge and experience with the Fircosoft Continuity system functionality, algorithms and parameters will be an added advantage.
• Prior experience in the implementation of machine-learning models or cutting-edge market solutions which aids in the reduction of false positive alert rates will be a plus.
• Good knowledge and understanding of relevant sanctions laws & regulations, name/ payment screening best practices and the constantly-evolving payments and name screening landscape.
• Self-driven, meticulous and resourceful, yet able to exhibit strong interpersonal and stakeholder management skills.
• Ability to embrace and manage a multi-cultural stakeholder base.
• Ability to appreciate the business and market environment which the Bank operates in, and the key risks that the Bank is exposed to.
• Ability to identify, assess, monitor and mitigate risks in order to implement a robust Sanctions and screening framework to protect the Bank.
• Ability to work effectively, under pressure, in a rapidly-changing environment, as well as autonomously and as an effective member of a dynamic Sanctions Policy, Advisory and Training team.

• Support project to ensure prompt delivery and implementation with quality
• Document solutions and business rules into Business Requirement
• Translate business requirements into test scenarios and conditions for user acceptance testing (UAT)
• Develop and execute test plans, test cases, and test scripts.
• Execution of UAT and updating of results with proper documentation
• Track and monitor outstanding defects and work with IT to resolve any tickets promptly within timeline
• Prepare training guides & train relevant stakeholders
• Any other ad-hoc duties as assigned

Job Requirements:

• At least 1 year experience in financial industry
• Prior UAT experience

Interested applicants please send your resume in MS Word format and attention it to Rachel Yeo (R22104385).

Shortlisted candidates will be notified

Data provided is for recruitment purposes only

www.ambition.com.sg

EA Registration Number: R22104385

Business Registration Number: 200611680D. Licence Number: 10C5117

Senior Maritime Compliance Advisor (Alternative Fuels, Compliance, and Regulatory Affairs)

Location: [Singapore]

Position Summary

Under the oversight of senior management, the Senior Maritime Compliance and Sustainability Advisor will play a critical role in advancing the company’s operation and products in compliance with FuelEU Maritime and RED III (Renewable Energy Directive III) regulations, as well as other key international maritime standards. This position involves advising on fleet readiness, alternative fuels, and sustainability strategies to ensure the company meets all regulatory requirements.

Responsibilities

FuelEU Maritime and RED III Compliance: Provide expert advisory on FuelEU Maritime and RED III requirements, ensuring the company remains compliant with EU regulations on alternative fuels and carbon intensity for maritime operations. Develop frameworks for implementing these directives in alignment with EU’s decarbonization targets.

Regulatory Compliance and Operational Standards: Maintain high standards of regulatory compliance, focusing on IMO regulations such as SOLAS, MARPOL, ISM Code, COLREG, and STCW. Guide the company on meeting these global standards, with emphasis on carbon intensity measures outlined in FuelEU Maritime.

Environmental and Alternative Fuel Initiatives: Lead efforts on sustainability and alternative fuel strategies, including Methanol,LNG and other low-carbon fuels. Ensure alignment with RED III targets and EU emission reduction goals, advising on pathways to integrate alternative fuels effectively.

Port Operations and Safety Management: Provide expertise in managing port operations, safety protocols, and vessel itineraries within FuelEU Maritime requirements. Conduct port assessments to ensure safety standards and regulatory compliance with local and international standards.

Customer Compliance Support: Develop and oversee training programs for feedstock suppliers and customers, ensuring they understand and comply with key regulations, including FuelEU Maritime and RED III. Lead the training and sales teams to implement educational initiatives that equip partners with the knowledge needed to maintain regulatory compliance and uphold industry standards.

Job Requirements

Educational Background: Master’s CoC and a Bachelor’s degree in Maritime Operations, Marine Studies, or related field.

Professional Experience: Minimum of 10 years in fleet operations, maritime compliance, or marine fuel management. Prior experience and deep understanding of IMO regulations, as well as EU directives including FuelEU Maritime and RED III. Familiarity with CII, EEXI, and other current sustainability standards is highly preferred.

Leadership and Strategic Planning: Strong ability to strategize, plan, and implement operational policies in a regulated environment. Capable of building and adapting frameworks for customer fleet readiness.

Communication and Interpersonal Skills: Excellent communication skills in a multicultural setting. Skilled at conveying complex regulatory requirements into straightforward, actionable guidance.

Technical Skills: Proficient in Microsoft Office (Excel, Word, PowerPoint) and maritime management software. Skilled in technical analysis and compliance management.

Travel and Flexibility: Willingness to travel domestically and internationally as needed. Available on-call for operational needs, including conditions in various environments.

Join us!

Email your CV:

[email protected]

• Compliance Experience
• Corporate Service Provider / Financial Services industry
• Financial Statement

Job Scope:

• To support and enhance the compliance framework for our clients
• Monitor and ensure compliance with applicable laws, regulations, and guidelines, including ACRA, MAS, and AML/CFT requirements.
• Oversee client onboarding, performing due diligence and KYC checks in line with regulatory standards and company policies.
• Develop, review, and update internal compliance policies and procedures to ensure adherence to regulatory changes.
• Conduct risk assessments on clients and business activities to identify potential compliance risks and propose mitigation strategies.
• Implement and maintain a compliance monitoring program; report compliance issues and breaches to senior management, recommending corrective actions.
• Educate and train employees on regulatory compliance, AML/CFT requirements, and any updates in relevant policies and procedures.
• Assist in preparing for internal and external audits, ensuring documentation and processes meet audit requirements.
• Act as the point of contact with regulatory bodies, staying informed of regulatory updates and ensuring timely filings and notifications.

Requirements:

• Possess a Degree in Law, Business, Finance or a related field.
• Certifications such as CAMS (Certified Anti-Money Laundering Specialist) or ICA (International Compliance Association) are a plus.
• Possess 2 years of experience in compliance within a Corporate Service Provider (CSP) or financial services environment
• Familiarity with Singapore’s regulatory requirements for CSPs, including ACRA, AML/CFT, and MAS guidelines.
• Strong analytical and problem-solving skills.
• Strong written and verbal communication skills.
• Proficiency in compliance software and MS Office Suite.

To apply please click on the APPLY NOW button with the following details inside your resume for faster processing:

• Reason for leaving each past & current employment

• Salary drawn for each past & current employment

• Expected Salary

• Earliest availability date

We regret only shortlisted candidates will be notified. By submitting any application or résumé to us, you will be deemed to have agreed and consented to us collecting, using, retaining and disclosing your personal information to prospective employers for their consideration.

Yoong Poh Feng
EA License | 14C7092
EA Registration Number | R1105076