*6 MONTHS* Compliance Surveillance Officer (Financial Sector) #NJA
1 week ago
The Job:
Provide support for day-to-day operations by assisting in the team’s functions
Assist in monitoring competency standards required of ..
The Job:
- Provide support for day-to-day operations by assisting in the team’s functions
- Assist in monitoring competency standards required of supervisors and representatives to ensure alignment with regulatory and industry guidelines
- Ensure timely reviews and follow up with representatives on cases triggered by Company approved monitoring system, and information via other sources reported to the department
- Assist in developing and implementing communication plans on competency standards
- Engage and coach representatives and supervisors in areas of sales activity, quality of sales / sales management, and training needs as and when required
- Perform trend analysis to detect potential sales advisory and market conduct risks
The Requirements:
- Degree holder and above in related discipline (Banking/ Business/ Finances/ Accounting) preferred
- 2 - 3 years of compliance / audit experience in Financial Services or insurance industry would be an added advantage
Interested applicants can send their detailed resumes to [email protected] or call JANE @ 6735 1955.
JANE LUI JIE'EN
CEI: R1104482
Company Reg. No. 199601303W || EA Licence No. 99C4599
Official account of Jobstore.