Regualtory Compliance Advisor – Trading and Capital Markets
11 months ago
The Role
My Client is a global Financial Services Firm and we are looking for a Compliance professional to join the team in Singapore. This is a new h..
The Role
My Client is a global Financial Services Firm and we are looking for a Compliance professional to join the team in Singapore. This is a new headcount due to their expansion plans in Asia, and you will be given the exposure across the Compliance function with proven leaders in the industry.
Responsibilities
- Implement and spearhead new Compliance framework within the business
- Identity Compliance gaps and implement framework to mitigate gaps and risks.
- Ensure that policies are in line with Regulatory requirements and provide advisory to the business.
- Any other adhoc Compliance duties across the Group level
- Maintain and build a Compliance culture in the firm
You must:
- A bachelors degree in a reputable university
- 5 to 12 years of experience in a Compliance role – FICC / Commodities experience preferred
- Strong understanding of regulations and brokerage rules
- Be able to work independently, while also being a strong team player
Take charge of this opportunity to welcome a new career challenge in 2023.
EA Personnel No R1985201
BeathChapman Pte Ltd
Licence No 16S8112
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