Compliance Executive - MNC Company
Full-time
Senior Executive
1 month ago
Salary range: $6000 – $7000
Location: Promenade
Working hours: 9am – 6pm, 5 working days
Duration of contract: 6 Months Renewable
Job Scope:
..
Salary range: $6000 – $7000
Location: Promenade
Working hours: 9am – 6pm, 5 working days
Duration of contract: 6 Months Renewable
Job Scope:
- Assess and verify the adequacy of KYC information provided by the Front Office or applicants, ensuring thorough due diligence for onboarding new counterparties, including sanction screening via World-Check and other relevant platforms.
- Validate the completeness and accuracy of KYC documentation, including counterparty registrar details, beneficial ownership information, and other related documents.
- Identify and assess key counterparty risks by evaluating clients in accordance with established policies and procedures.
- Prepare comprehensive counterparty profiles and commentary for new counterparties.
- Conduct regular reviews and updates of clients' KYC records to ensure ongoing accuracy and compliance.
- Offer guidance to Business and Support Units on KYC-related matters as needed.
- Ensure proper maintenance of counterparty data within the Pioneer systems.
- Perform any other assigned tasks as needed.
EA License No: 05C3451
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