Associate/ Senior Associate, Regulatory Compliance (Ongoing Compliance Services)
Full-time
Senior Executive
21 hours ago
Manage a portfolio of clientsProvide advisory and consultancy services to clientsSubmit and/or review
..
- Manage a portfolio of clients
- Provide advisory and consultancy services to clients
- Submit and/or review of regulatory filings and notifications
- Liaise and correspond with MAS and auditors
- Periodic compliance reporting to senior management or board of directors
- Provide or review compliance manual
- Provide or review compliance checklists, registers, and calendar
- Prepare and review regulatory returns and forms
- Perform ad-hoc projects, including but not limited to regulatory mock inspections, AML/CFT CDD checks
- Other ad-hoc duties as the need arise
Official account of Jobstore.
