Total 8 job vacancies by StriveX

Excellent opportunity to join a well-reputed international financial institution that is looking to hire a Senior Regulatory Compliance Manager for its APAC Compliance team. This is an expansion headcount and since the organisation is aggressively growing there will be opportunity for professional growth. This can be a team lead or an individual contributor role depending on the candidates preference and skill sets.

Job Responsibilities:

• Provide business and regulatory compliance advice and guidance to business units and senior management
• Update policies, procedures and controls to meet regulatory requirements of MAS.
• Supervise licensing, regulatory change management, complaints handling, compliance monitoring, conflict of interests management, cross-border marketing, market abuse, outsourcing, training and management reporting
• Advising on business expansion, innovative products, customer transactions and regulatory issues in APAC i.e. Singapore and Hongkong
• Perform compliance risk assessment and ensure effective measures are in place to identify, assess and mitigate risks
• Assist in audits, investigations and responding to queries from regulators and exchanges
• Participate in strategic projects to upgrade digital platforms

The Successful Applicant:

• Minimum 10 years of experience in regulatory compliance in financial services or regulatory environment
• Work experience in audit firms, banks, brokerages or financial services firms
• Professional certification in compliance is advantageous
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Please reach out to Suhani Malhotra at [email protected] for a confidential discussion.

Only shortlisted candidates will be responded to, therefore if you do not receive a response within 14 days please accept this as notification that you have not been shortlisted.

EA Licence No : 23S2077

Registration No : R1770166

StriveX is partnering with a Private Banking client who is hiring for a 6-months contract under their Compliance KYC team. Reporting to the Head, you will be performing enhanced due diligence on high risk accounts, including Politically Exposed Persons (PEP), across new to bank client onboarding and periodic reviews.

Role & Responsibilities

• Perform enhanced due diligence reviews of PEP (Politically Exposed Persons) and other high-risk clients, across client onboarding and periodic reviews
• Advise business units on compliance and regulatory issues related to KYC
• Identify KYC issues and ensure clients meet regulatory and internal requirements before account opening
• Perform KYC reviews and name hit reviews promptly
• Manage and respond to queries from internal stakeholders, external auditors, and internal auditors concerning KYC matters
• Coordinate with the IT department regarding system issues and enhancements, including Nepal, Avaloq, and Content Manager
• Undertake ad-hoc projects as required and prepare management reports
• Handle the unblocking of transactions as necessary

Key Requirements

• Degree or recognized professional qualifications
• Minimum 5 years of relevant KYC experience in a financial institution, with sound knowledge of Singapore regulations such as the Banking Act, SFA, and FAA.
• Skills:
• Excellent communication and writing skills
• Self starter and the ability to work independently
• Strong interpersonal skills and the ability to work well in a team
• Proficiency in Microsoft Office applications

Interested applicants please apply here with your updated CV

StriveX Pte Ltd, EA License No: 23S2077

Suhani Malhotra, Registration No: R1770166

[email protected]

StriveX is partnering with a Financial Institution that specialises in post trade platform and securities services. They are looking for an Associate to join their Client Services team. Reporting to the Head, you will play a crucial role in managing customer relationships and providing solutions to their needs. Additionally, you will support Relationship Managers in maintaining and developing client relations.

Role and Responsibilities

• Manage customer queries and provide effective solutions to address their issues.
• Deliver training sessions on our online portal, trade lifecycle, and customized trainings for clients.
• Assist in organizing in-house trainings for clients and conduct regular service reviews.
• Visit customers independently and accompany Relationship Managers on regional visits.
• Establish and maintain excellent relationships with existing and prospective clients.
• Identify the needs of prospective clients in settlement and custody areas and collaborate with Relationship Managers to deliver suitable solutions.
• Work closely with Relationship Managers to deepen existing relationships, assist in sales pitches, and refer potential business opportunities.
• Stay updated on product and technical developments.
• Support team-related matters such as documentation, agreements, KYC processes, organizing marketing events, and managing corporate gifts.

Key Requirements

• Minimum 2 years of relevant banking experience.
• University degree in Business/Finance/Economics or related discipline.
• Able to rotate within the team to cover public holidays shift.
• Pleasant disposition with a high level of energy and initiative.
• Customer-centric mindset with strong service orientation.
• Excellent communication, interpersonal, and presentation skills with high emotional intelligence.
• Responsible, committed, meticulous, highly organized, and capable of working independently.
• Ability to work under pressure and meet tight deadlines.
• Confident, well-groomed, and proficient in spoken and written English.
• Competent in Microsoft Office: Outlook, Word, Excel, and PowerPoint.

Interested applicants please apply here with your updated CV

StriveX Pte Ltd, EA License No: 23S2077

Lee Boon Hou (Hagen), Registration No: R1870932

[email protected]

StriveX is partnering with a banking client who is looking for an AVP hire to join their Internal Audit team. Reporting to the Team Head, this person will provide key support in executing the Audit Plan, tracking remediation, and facilitating complex coordination for the Singapore business.

Role and Responsibilities

• Conduct audit risk assessments and identify areas for improvement and review
• Provide post-review recommendation for projects within the Branch, ensuring best practices are integrated into controls and processes
• Track and validate remedial actions resulting from audit findings, ensuring timely resolution of issues
• Coordinate with external auditors, Head Office internal audit teams, and other regulatory parties in conducting smooth audit processes.
• Prepare comprehensive audit-related reports

Key Requirements

• Bachelor's degree
• Minimum 3 years of relevant experience in Audit function within Banking industry
• Prior experience in technology risk assessment and assurance
• Certifications such as CISA or equivalent is plus point
• Proficient in data analytics and Microsoft Office tools
• Sound working knowledge of relevant regulatory requirements, industry guidelines, and best practices
• Effective communication skills and ability to work independently in a fast-paced environment
• Prior experience in a Big Four Audit firms would be beneficial

Interested applicants please apply here with your updated CV

StriveX Pte Ltd, EA License No: 23S2077

Lee Boon Hou (Hagen), Registration No: R1870932

[email protected]

StriveX is partnering with a regional Bank who is looking for a Loan Operations Specialist to join them on a 12-months contract. This role will play a crucial role in supporting the legal documentation process for credit facilities, ensuring operational efficiency and compliance with regulatory requirements. Reporting to the Team Lead, you will collaborate with various departments including Business representatives, Legal, and Documentation Financial Markets to facilitate seamless loan operations.

Role & Responsibilities

• Support legal documentation on credit facilities, including preparation of facility letters and security documents.
• Review operational aspects of credit facilities, verify authorized signatures, and pre-check conditions precedents and subsequent.
• Follow up on outstanding legal agreements and ensure timely registration and implementation of credit limits.
• Handle loan operations duties such as new loan disbursement requests, funding requirements, and rate-fixing.
• Prepare SWIFT Payments, book loans, manage rollovers, repayments, and collection of principal, interest, and fees.
• Report past due payments or anomalies, maintain covenant diaries, and request submission of compliance documents from customers.
• Prepare reports as assigned by Team Lead and monitor annual credit review dates.
• Ensure accuracy in collateral information maintenance and monitor collateral adequacy.
• Assist in data management and communication for regulatory reporting.
• Participate in system user acceptance testing and contribute to process improvement projects.
• Update Work Instructions and Procedures Manual and support adhoc duties and projects assigned by the Team Lead.

Key Requirements

• Minimum 5 years of experience in loan operations or related financial services role.
• Strong understanding of legal documentation processes and credit facilities.
• Proficiency in SWIFT Payments, loan booking systems, and MS Office Suite.
• System experience with Midas would be beneficial
• Excellent attention to detail and organizational skills.
• Ability to multitask, prioritize workload, and work effectively under pressure.
• Strong communication and interpersonal skills, with the ability to collaborate cross-functionally.
• Proactive mindset with a focus on continuous improvement and problem-solving.

Interested applicants please apply here with your updated CV

StriveX Pte Ltd, EA License No: 23S2077

Lee Boon Hou (Hagen), Registration No: R1870932

[email protected]

StriveX is partnering with a leading financial institution who is seeking for an Assistant Relationship Manager. The Assistant Relationship Manager will play a crucial role in supporting Relationship Managers (RMs) in delivering outstanding client service and ensuring the smooth operation of our department. The successful candidate will assist in various aspects of client servicing, including documentation, credit analysis, client due diligence and know-your-client assessment.

Role and Responsibilities:

• Support RMs in client servicing, including resolving customer issues and ensuring timely onboarding processes, KYC, and AML checks
• Conduct annual/periodic credit reviews
• Market research and credit analysis for new clients.
• Prepare financial spreading in credit documents for clients and translate credit-related documents as needed.
• Participate in system implementation work, user requirement gathering and user-acceptance testing.

Key Requirements

• Degree qualification
• Ideally 2-3 years of relevant experience in similar role capacity
• Excellent client servicing mindset with strong problem-solving abilities.
• Has sound knowledge of Corporate Banking products
• Keen learner with the ability to work both independently and collaboratively in team environment
• Ability to thrive under pressure and meet tight deadlines

Interested applicants please apply here with your updated CV

StriveX Pte Ltd, EA License No: 23S2077

Lee Boon Hou (Hagen), Registration No: R1870932

[email protected]

StriveX is partnering with a fast growing banking client who is looking to expand their Investment Banking department. The Bank's investment banking predominantly revolves around structured financing in key sectors such as Acquisition, Real Estate, and Infrastructure. They are looking to hire an Associate to join them and this person will contribute to areas including but not limited to credit review, reporting, research and system operations.

Roles and Responsibilities

• Assist in credit review and approval processes
• Prepare and submit reports to Head Office.
• Learn and manage the operational aspects of systems used within the Investment Banking department
• Support post-management activities following transaction closures
• Assist in the preparation and signing of financial documents
• Facilitate the initial drawdown and disbursement processes

Key Requirements

• Ideally 3-5 years of relevant experience in banking or related financial services industry
• Due to the nature of clientele based overseas and the requirement to communicate with them regularly, candidates with language proficiency in Korean are preferred
• Ability to generate organized reports and analyze financial statements
• Basic understanding of banking products and associated risks
• Strong communication skills and ability to work independently
• Familiarity with term sheets and financing documentation
• Proficiency in Microsoft Excel financial modeling

Interested applicants please apply here with your updated CV

StriveX Pte Ltd, EA License No: 23S2077

Lee Boon Hou (Hagen), Registration No: R1870932

[email protected]