Thrive as an Associate in Market Supervisory Management at J.P. Morgan, aiding in diverse tasks in a dynamic setting.
As an Associate within the Wealth Management (Private Bank) - Market Supervisory Management team, you will be responsible for providing 1^st level control and oversight of the investment business and working closely with a diverse group of employees across the firm. .
Job responsibilities:
• Escalate issues to senior management within all areas of the 1^st, 2^nd and 3^rd lines of defense
• Provide 1^st level control and oversight of the investment business
• Review and assess client trading activity and any potential suitability issues on a pre-execution basis
• Conduct independent review and assessment of client suitability profiles based on data collected from clients and the front office
• Review and assess investment concentration issues in client accounts
• Review English and Chinese materials provided to clients to ensure they are appropriate and aligned to the clients investment objectives and needs
• React to, manage and handle potential client situations e.g., trading errors
• Attend front office meetings to provide relevant feedback and stay apprised of their current priorities
• Perform change management in respect of changes in policies/procedures/ processes where these relate to investment activities e.g., implementation and training on enhanced suitability framework; new trading protocol; etc.
• Manage audit coordination and liaison as required and operational risk reporting and investigation
Required qualifications, capabilities, and skills
• Bachelor's degree in business, finance, or related field
• Minimum of 5 years of experience with financial institutions in first line of defense oversight and control, supervisory risk and control or related functions
• Strong and proven experience gained within financial institutions including monitoring experience
• A self-motivated individual who is enthusiastic and has a keen interest in risk and control frameworks as well as the regulatory landscape
• Excellent organizational skills and attention to detail, including the ability to manage multiple work-streams to tight deadlines and re-prioritise as required
• Think like an owner with a business mind-set and able to deal with issues independently
• A strong interest in and sound understanding of financial markets, products and wealth management
• Strong communication and negotiation skills as the role will involve communicating with employees of varying levels, with diverse roles and different languages
• Proficiency in both verbal and written Chinese to liaise with stakeholders from China
To apply for this position, please use the following URL:
https://ars2.equest.com/?response_id=e000e1ac1fabc247526583e5a93e277f
