Senior Associate, Compliance, Client Due Diligence (6-Months Contract)
Full-time
Senior Executive
23 hours ago
The purpose of the job is to review and conduct AML/KYC/PEP and Sanction Checks investigating sanction alerts and adverse media regarding clients.
..
The purpose of the job is to review and conduct AML/KYC/PEP and Sanction Checks investigating sanction alerts and adverse media regarding clients. Reporting to Associate Director, Compliance, you will:
- Conduct High Risk payment, Relationship Management Agreement (RMA) and transaction monitoring reviews, and investigate potential issues arising
- Perform day-to-day compliance activity to support the business i.e. compliance approvals, escalations, alerts
- Assist with the Compliance Monitoring Process, carrying out testing and quality control checks as required.
- Work with the global Compliance Team to develop, implement, and monitor the applicable Compliance Monitoring Plans (CMP) to ensure appropriate controls are developed, monitored and updated to reflect changing regulatory and industry requirements.
- Enhance management reporting and assist in the periodic reporting to the Chief Compliance Officer (CCO), the Compliance Committee, Board of Directors, Senior Management and the parent company.
- Assist in annual policy and procedure reviews highlighting any potential areas of improvement.
Official account of Jobstore.
