about the company
Our client is a one of Asia's leading Fintech firms. They are on the look out for a high calibre Compliance professional to ensure the business in operating in accordance with local MAS as well as head office requirements and regulations.
about the job
- Manage end to end compliance matters as required by the Capital Market Service (CMS) license requirements
- Advise business as well as all other stakeholders and management on relevant policies and procedures, regulatory requirements and industry best practices
- Identify regulatory trends and developments that impact business areas and advise on any material impacts to current activities Review, revise and uplift all compliance manuals and policies and procedures, including Enterprise Wide Risk Assessment (EWRA)
- Perform AML/CDD/KYC checks as well as name screening on newly onboarded clients as well as ongoing review of existing clients
- Faciliate and address any MAS queries and audits
skills and experience required
- Minimum 5 years of relevant experience within a Capital Market Service licensed entity or regulatory consulting environment
- Knowledge of key applicable regulations such as the Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, AML/CFT regulations
- Technology-oriented, solution-oriented and open-minded
To apply online please use the 'apply' function, alternatively you may contact Daniella Koh at daniella.koh(@)randstad.com.sg (EA: 94C3609/ R1655148)
