about the job
- Follow up on regulatory requirements from MAS & FSC and engage in discussions with Head Office based overseas
- Evaluate potential impacts of regulations on business and recommend relevant policy adjustments
- Evaluate annual RCSA (Operational Risk & Control self-assessment) and monitor Key Risk Indicators (KRI)
- Participate in projects related to regulatory changes, new processes, remediation exercises, and audits
- Verify client data, including KYCs, Customer Due Diligence, and Enhanced Due Diligence checks
- Lead key deployments of new initiatives, products, and system testing.
about the manager/team
This role will report directly into the Head of Wealth Management
skills and experience required
- Prior experience in Wealth Management/front office is preferred
- Extensive knowledge of regulations in various Asian jurisdictions, with a focus on Taiwan and Singapore
- Proficiency in MS Word, Excel, and PowerPoint
To apply online please use the 'apply' function, (EA: 94C3609/ R21103354)
