Summary:
We are looking for an suitable candidate that is well-versed in the areas of Compliance for the Australia & UK market with more than 10 years of experience, ideally equipped with RG146 certification.
Descriptions:
- Support the group as an advisory in relation to new products & expanding into new geographies.
- Assist in strategic planning in relation to regulatory change.
- Work with the group to develop a good understanding of their strategy, services, and products.
- Research new and existing laws, regulations, policies, and industry standards and identify existing and emerging business practice issues and risks of the group.
- Keep up to date with current business developments and regulatory issues that could impact the group.
- Propose solutions relating to compliance requirements that impact the group’s products and business.
- Participate in implementation of policies changes and any emerging regulatory issues impacting the group.
- Developing, implementing, and administering all aspects of the Company’s AML & Compliance Management Program
- Develop and maintain internal AML/CFT compliance manuals, policies, procedures, and systems.
- Assist in maintaining the accuracy of compliance records, tests, training materials, logs, correspondence, reports, procedures, forms, policies, programs, and manuals.
- Record, monitor and respond to clients’ complaints.
- Provide support and guidance to other teams’ members where needed.
- Dealing with client complaints and legal matters related to compliance.
- Identify and deliver training on a regular basis.
Requirements:
- Bachelor’s qualification in any discipline as a Compliance Professional of at least 10 years standing with specific focus on AML Advisory, regulatory compliance in Australia.
- RG146 Certification is an added advantage
- Prior experience in the FX and CFD sector in Australia and UK market is highly desirable
- Experience in managing potential, present and future compliance risks related to the business, including risk identification, controls, and risk mitigation of potential non-compliance
- Experienced in managing financial institutions & experienced writing and executing compliance polices in relevant industry and regions.
Due to the high volume of applicants, we regret that only shortlisted candidates will be notified.
