An established and awrad winning fintech organisation is look for an experienced Compliance Offer, to to develop, implement and execute processes on customers due diligence, KYC, and AML/CFT screening and monitoring.
Responsibilities
- Create and implement policies and procedures to ensure adherence to the company’s regulatory requirements in Singapore, including MAS’s Payment Services Act, Supervisory Framework, and Regulatory Framework requirements.
- Conduct Customer Due Diligence (CDD) and Know Your Customer (KYC) processes: verify customer identities, screen and assess related parties and ownership structures, and perform adverse news searches during onboarding and continuously thereafter.
- Ensure compliance with Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT) regulations: accurately perform and document AML risk assessments for new customers prior to onboarding and monitor transactions.
- Assist in developing and implementing an enterprise-wide risk assessment framework to evaluate inherent risks and control measures.
- Support internal and external audits and ensure compliance with regulatory bodies and banking partners for Singapore-related matters.
- Assist with corporate governance matters in Singapore.
- Support various business aspects and special projects as needed.
Requirements to Succeed
- Diploma or Bachelor’s degree or equivalent professional certification, and/or 1-3 years of relevant experience in compliance at a bank or other MAS-regulated financial institution; experience with KYC reviews and AML transaction monitoring is an advantage.
- Understanding of Singapore regulatory compliance requirements.
- Demonstrated ability to work independently.
- Experience with compliance management and screening software, such as World-Check.
- Proficiency in MS Office, especially Excel.
- Strong written and spoken English and Mandarin skills, with the ability to handle business, legal, policy, and financial documentation.
- Independent and motivated learner, eager to work in a start-up environment.
- Collaborative and personable team player.
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV or email to [email protected]
CEI Registration Number: R1985071
EA License Number: 21C0661
Company Registration Number: 201127615M
