Main Accountabilities
- Main point-of-contact between MAS and the Branch, to handle all relevant MAS queries and liaise with the Head of Compliance and MLRO on compliance matters.
- Ensure proper guidance and procedures for all client reviews, to align with the AML Policy & Procedure, UK and SG regulation and law. This includes sanction guidance, client entity guidance, adverse media guidance. It is expected that any procedural gaps are identified based on relevant regulation and a solution is formed.
- Engage in quality assurance checks on CDD case files as required and in line with the internal procedure.
- Responsible for reporting any suspicious transactions
- Proactively embed new training materials when new regulatory requirements being surfaced or updated, conduct Compliance and Risk training for staffs.
- Oversight of all registrations and deregistration of licensed representatives via the MAS portal. Advising the business of exam requirements to ensure licensed representatives are competent with the relevant examinations passed prior to the submission of licensing applications.
- Continuously monitoring, and tracking changes to relevant sanctions and regulatory developments, ensuring that risk-based monitoring program remains effective.
Requirements:
- Minimum Bachelor Degree qualifications with 5-6 years of relevant compliance manager experience within Financial Institutions.
- Knowledge of regulatory requirements and industry best practices.
- Excellent written and communication skills
- Perceptiveness – ability to see what needs to be done before being asked
- Proactive – ability to be alert and escalate and report any unusual or suspicious client activities immediately
Interested applicants are welcome to email detailed resume to: [email protected]
EA Licence: 99C4599
EA Personnel Reg: R1104662
EA Name: Celine Tan Si Ling
