- Drive Control Assessment projects assign by APAC, global compliance and risk control team.
- Implement Country Risk Assessment (CRA) and Operation Risk Assessment.
- Identify control gaps and abnormal issue through projects and report to APAC compliance head and China management and related stakeholder.
- Make remediation plan to chase the implement timeline.
- Lead corporate governance project from compliance aspect.
- Review compliance management reporting line and make tailored entity contracting relationship according to cross boarder business.
- Give advice on data center and data transfer matters according to global rules and norms.
- Lead AML team, responsible for sanction and AML matters.
- Give compliance and legal advice on sanction, KYC issues to the senior management and Board of Directors.
- To drive KYC and sanction screening mechanism.
- Establish and strengthen risk and compliance management procedure.
- Drive, Establish data and privacy related law and regulations promulgate like Cybersecurity Law, Data Security Law, Personal Information Protection Law, Cross-Border Data Transfer Regulation.
- Analyze potential gaps and make remediation plan.
- Drive compliance and data privacy issue according to data related legislation.
- Participate and manage third party audit, internal audits across China and HK.
- Lead and Drive APAC compliance Singapore MAS, Malaysia BNM AML sanction program.
- Responsible for customer on board AML and sanction review.
- Experience with AML / risk / Compliance system implementation and products like OFSAA, Netreveal, Axiom is required.
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