The role holder will be responsible for the Wealth Management compliance function to identify, assess, monitor, and take timely actions to ensure compliance with the requirements as mandated by the Company's policies and required by the regulator as well as manage the risks.
Responsibilities
- Onboard New client and perform periodic KYC
- Transaction monitoring
- Risk profile monitoring
- Clear screening alerts
- Maintain client database
- Due diligence checks on new/existing Service Providers
- Any other tasks as assigned by Head of Compliance
Requirements
- Candidate with min of 1 year of relevant working experiences, preferably in Wealth Management or Private Banking focusing on KYC/AML reviews as well as transaction monitoring.
- A good degree and understanding of the Private Banking and Wealth Management industry
- Proficiency in Microsoft Office (Excel, PowerPoint, Word, and Outlook) required
- Positive working attitude and analytical skills and essential for this position
- Ability to learn and adapt quickly
- Good written and verbal communication skills
Benefits
- Competitive salary and comprehensive benefits package.
- Hybrid working arrangement available, promoting work-life balance.
