Compliance Officer

Responsibilities:

1. Ensure adherence to all regulatory requirements and industry standards within the fund management department of ChainUP, a leading fintech company.
2. Develop, implement, and maintain compliance/AML policies and procedures specific to fund management activities, ensuring alignment with regulatory requirements in Singapore, BVI, Hong Kong, and Dubai.
3. Manage and oversee AML/KYC procedures, ensuring compliance with regulatory guidelines and Group requirements.
4. Facilitate the application process for VASP licenses and ensure compliance with licensing requirements.
5. Monitor regulatory developments in Singapore, BVI, Hong Kong, and Dubai to assess their impact on fund management operations and compliance obligations, ensuring timely updates to policies and procedures as needed.
6. Collaborate with investment teams and other stakeholders to provide compliance guidance and support, including training on relevant regulations and compliance best practices specific to each jurisdiction.
7. Oversee the compliance monitoring program, including the review of investment guidelines, trading restrictions, and other compliance-related reports in accordance with regulatory requirements in Singapore, BVI, Hong Kong, and Dubai.
8. Conduct due diligence reviews of third-party service providers, including fund administrators, custodians, and investment advisors, to ensure compliance with contractual and regulatory requirements in relevant jurisdictions.
9. Serve as a subject matter expert on compliance matters during regulatory examinations, audits, and client due diligence meetings, providing guidance on AML and compliance regulatory requirements in Singapore, BVI, Hong Kong, and Dubai.
10. Stay updated on regulatory developments and industry trends relevant to fund management and fintech operations.

Qualifications:

1. Bachelor's degree in Law, Finance, or related field.
2. Minimum of 3 years of experience in fund management, with a strong emphasis on compliance.
3. Experience in a software company or fintech environment is highly desirable.
4. Strong understanding of AML/KYC regulations and compliance requirements.
5. Familiarity with the application process for VASP licenses.
6. Excellent communication and interpersonal skills.
7. Ability to work independently and as part of a team in a fast-paced environment.