Company Introduction:
A newly setup company in Singapore specialised in information technology looking for Compliance Officer to join the pioneer team. This opportunity will suit individual with demonstrable professional background and with entrepreneurial spirit looking to develop a career advancement in this industry.
Roles & Responsibilities
- Legal & Compliance: Serve as the principal point of contact with regulators, oversee the documentation of policies and manuals, manage contracts and agreements, ensure timely regulatory submissions, and conduct regular reviews and updates of policies.
- Finance & Treasury: Support the monitoring and managing of cash flows, accounts, and transactions to ensure compliance with regulatory requirements. Monitoring the post-deal financials of the portfolio companies.
- Risk Management: Identify and manage risks related to operations and market conditions. Perform annual risk reviews and develop mitigation strategies.
- Stakeholder Engagement: Liaise with external auditors, legal counsel, and strategic service providers, ensuring compliance and effective partnership management.
Qualifications:
- Bachelor's degree in Law, Finance, or related field.
- Minimum of 5 years of experience in fund management, with a strong emphasis on compliance.
- Experience in a software company or fintech environment is highly desirable.
- Strong understanding of AML/KYC regulations and compliance requirements.
- Familiarity with the application process for VASP licenses.
- Excellent communication and interpersonal skills.
- Mandarin Chinese knowledge is required, for communicating with various stakeholders across the company.
