The Company
Our client is a well-established investment bank with various business units including brokerage and asset management with a wide range of financial offerings and has a strong presence in Singapore and across Asia, Europe and US.
The Role
The ideal candidate will be expected to perform risk-based compliance and identify regulatory gaps, assess the implications in the event of any new regulatory developments, advise on any due diligence relating to transactions and assisting on policies and procedures across the region.
Your Profile
We look forward to meeting candidates who are familiar with FAA, SFA and compliance in Capital Market with products like fixed income or equities across Asia, is a self-starter and able to work independently with strong negotiation and communication skills.
Apply Today
Please send your resume, in WORD format only and quote reference number CL13038168, by clicking the apply button. Please note that only short-listed candidates will be contacted.
EA Licence no.: 07C5595 | CINDY LOW EA Registration no.: R22111549
