Responsibilities:
- Examining laws and regulations applicable to the Company
- Provide advisory and manage any Anti-Money Laundering (AML) queries
- Conduct due diligence checks and account/profile reviews at Client onboarding or periodically
- Review any transactional alerts or investment restrictions generated from portfolio management system
- Review marketing materials, completion of appropriate forms and account forms
- Work with relevant departments or personnel in case of customer and operational complaints
- Identify and mitigate client relationships and/or account activities that may present sanctions risk
- Conduct screenings and investigations on accounts or relationships where potential AML risks are detected
- Provide investigation findings, recommendations and follow-up procedures, where applicable
- To participate, assist or lead any compliance trainings and AML-related projects
Requirements:
- Min Deg with at least 6 years of relevant experience in a compliance department within EAM or Private Banking space
- Thorough understanding of both Singapore (e.g. Capital Markets Services – Securities and Futures Act) and worldwide laws (e.g. FATCA/CRS)
Please state your availability, current and expected salary in the resume.
Qualified or interested candidates, please visit our GMP website at www.gmprecruit.com/current_jobs/posting.aspx to apply for this position with GMP Job Code: 24737
Tel: 6233 0482 - Eddie Tang (R1221129)
We regret that only shortlisted candidates will be notified.
GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | Eddie Tang | Registration No: R1221129
