We are seeking a highly skilled and experienced Head of Legal with expertise in regulatory compliance and government filings, particularly in the context of SGX listing approval, SGXRegCo, and MAS requirements, to join our dynamic team. As a key member of our executive leadership team, the Head of Legal will play a critical role in shaping our legal strategy, ensuring compliance with Singaporean and US regulatory frameworks, and facilitating our growth and success in the marketplace.
Responsibilities:
- Oversee and manage all legal matters related to regulatory compliance and government interactions.
- Develop and implement strategies to navigate the regulatory landscape, ensuring timely and accurate filings and adherence to regulatory standards.
- Collaborate closely with internal stakeholders, including executives, department heads, and legal teams, to ensure alignment with business objectives and regulatory requirements.
- Provide expert guidance on legal aspects of fundraising strategies, including private placements, public offerings, and other fundraising methods, while ensuring compliance with regulations.
- Draft and review offering documents and other disclosure materials, tailored to meet SGX, MAS or SEC standards, and manage the submission process for regulatory approvals.
- Conduct due diligence on investors and potential counterparties to ensure compliance with AML/KYC requirements and mitigate legal risks in accordance with MAS guidelines.
- Negotiate and structure investment transactions, including equity investments, debt financing, and other financial instruments, while adhering to SGX and MAS regulations.
- Maintain relationships with regulatory bodies, including SGXRegCo, MAS, SEC to facilitate effective communication and compliance with regulatory requirements.
- Provide leadership and guidance to the legal team, fostering a culture of excellence, collaboration, and continuous improvement.
- Stay informed about changes in Singaporean regulatory requirements and industry trends that may impact the company's operations, and provide proactive guidance to mitigate risks.
Requirements:
- Juris Doctor (J.D.) Degree from an accredited law school.
- Admission to the bar in at least one jurisdiction; additional admissions preferred.
- Minimum of 7 - 10 years of experience practicing law, with a focus on regulatory compliance and government filings, preferably in the context of SGX listing approval, SGXRegCo, and MAS requirements.
- Excellent communication and interpersonal skills, with the ability to effectively collaborate and negotiate with internal and external stakeholders.
- Demonstrated leadership abilities, with experience managing and developing high-performing legal teams.
- Strategic thinker with the ability to anticipate and mitigate legal risks while supporting business objectives.
- Familiarity with Singaporean regulatory frameworks, particularly SGX and MAS regulations, is highly desirable.
Desirable Experience (Added Advantage):
- Understanding of US financial regulations such as the Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC), the Financial Industry Regulatory Authority (FINRA), and other federal and state regulatory bodies
- Proven track record of success in managing complex legal matters, regulatory challenges and experience in the fintech industry with familiarity on the unique legal challenges and regulatory frameworks governing financial technology companies. This includes compliance with financial regulations (e.g., KYC, AML, GDPR, PSD2)
