Assistant Vice President, Global Markets Auditor
MUFG Bank, Ltd. – Singapore Branch
The candidate will be part of the Internal Audit of Asia – Global Markets Audit (AIAO-GMA), which is dedicated regional audit team that covers global markets audit activities in the Asia-Pacific region. The candidate will report to the Regional Director of Global Markets Audit, AIAO-GMA.
Job Responsibilities:
- Support Auditor Audit Manager in the Global Markets audit activities in the region (including audits, ongoing monitoring, issues validation and risk assessment)
- Undertake the role of Auditor-In-Charge with respect to the execution of the annual audit plan and the annual risk assessment process;
- Execute and complete internal audit assignments with respect to all stages of the Audit Cycle (planning, testing and reporting). Complete work on a timely basis and with high quality;
- If not assuming AIC role, lead and conduct interviews with process/control owners to develop understanding of business processes, controls and client’s business
- Assist in developing audit scope and audit programs through identification of risks and controls
- Evaluate internal controls design and operating effectiveness
- Complete workpapers on a timely basis and with high quality
- Identify control weakness and suggest appropriate remediation. Report and draft audit issues in an effective and timely manner
- Review the work of junior audit team members for assigned engagements in coordination with Auditor-In-Charge or Audit Manager
- Compliance with audit methodology, while also operating within industry best practices, applicable regulations, and internal and external professional practice expectations.
- Build relationships with peers and stakeholders within the organization and effectively manage stakeholder relationships as part of continuous business monitoring.
- Participate in data analytics audit work to identify patterns and derive insights on the underlying risk of the auditable entities to drive audit plans and facilitate audit testing.
- Assist on ad-hoc activities and reporting within the GMA team when required.
Job Requirements:
- Minimum Bachelor Degree (or above).
- Minimum 5 years of Internal Audit experience gained as In-House Internal Auditor with Investment Banks / Securities Firms / Financial Services Industry.
- Preferably with professional Qualification (eg, CPA / CA / CIA / CISA / CFA)
- Candidates from Big 4 Accounting Firms with relevant experience will be considered.
- Experience in conducting internal audits assignments on Global Markets (Equity, Fixed Income and Structured Products) is preferred.
- Good understanding of “Risk-Based” internal audit methodology (audit execution and risk assessment) and industry practices.
- Good analytical and problem-solving skills
- Good verbal and written communication skills
- Pro-active, confident, and strong sense of accountability
- Compliant with MUFG Code of Conduct, exhibits strong ethical behavior, and adheres to relevant professional requirements
- Excellent Microsoft Office skills
- Regional travel may be required
We regret to inform that only shortlisted applicants will be notified.
Job ID: 10066710
