Job Description for Dealing role.
Reporting to the Head of Dealing, you will be responsible for managing clients’ orders, providing trade-support and monitoring clients account profile.
Responsibilities
· Execute Futures and Options orders for all clients.
· Handle client account opening, due diligence.
· Managing client’s expectation and enquiries.
· Provide trade support services to clients, monitor clients’ portfolio, advice on client margin calls and facilities, trading limits and solving of trade issues.
· Comply with all rules and regulations of local /overseas regulators and exchanges.
· Assist and ensure trade confirmations are promptly emailed to the clients.
· Monitor and provide feedback on any clients’ unusual trading patterns, patterns of movement of funds (AML), to team supervisor and HOD.
· Liaise with exchanges, brokers, vendors, and clients on platform and clearing matters.
· Perform ad-hoc duties.
Requirements
· Degree holder in related discipline
· Preferably with pass in CMFAS modules 1A, 2A, 5, and 6A
· Good command of both written and spoken English and Mandarin
· Excellent communication, interpersonal and relationship building skills.
· Responsible team player, fast learner, proactive and able to perform task independently.
· Required to work on 24 hours rotational shifts and on public holidays.
