Our client in the Fintech industry is hiring an experienced professional in Compliance to join their dynamic team.
Compliance Manager
Responsibilities :
- Act as the Money Laundering Reporting Officer (MLRO), Compliance Officer, and primary relationship lead to the Monetary Authority of Singapore (MAS).
- Lead and drive the compliance function across the Group, including a leading marketplace platform and private securities exchange.
- Refine, structure, and manage compliance activities, including monitoring, governance, compliance policies, programs, and advisory work.
- Ensure full compliance with Regulatory, AML & KYC duties, conducting reviews on new clients, periodic reviews on existing investors, and ongoing transaction monitoring.
- Participate in compliance risk assessments (including AML), reporting, reviews, testing, and provides expert compliance advice.
- Keep compliance-related documents up to date with the latest rules, regulations, and industry best practices.
- Conduct prompt gap assessments against new laws, regulations, or MAS guidance and develops additional controls as necessary.
- Build and develop comprehensive compliance policies, including AML/CFT Sanctions Policy, Data Protection Policy, and Anti-Corruption & Bribery Policy.
- Collaborate with the Legal Counsel on MAS matters, regulatory inspections, reports, inquiries, and external audits.
- Conduct regular and thorough compliance training for staff.
Requirements :
- Degree in Business Admin/Management or any relevant discipline
- 6-8 years’ of demonstrated working experience in Compliance, preferably in a capital market services intermediary or a financial services regulatory authority.
- In-depth understanding of the SFA, SFR and relevant regulations.
- Strong attention to detail, analytical skills, and the ability to prioritize tasks.
- Ability to embrace ambiguity and effectively prioritize tasks in a fast-paced environment
EA License No. 16S8296 • EA Personnel Registration No. R21102756
