12 Months Periodic Review Admin Executive/ $3500-$4500 / East #ECT
Roles and Responsibilities
Perform periodic review (data analysis, sample selection, review of samples, clarification with stakeholders, issuance of test results)
Reviews - consist of i) Protection of Client’s interest, ii) Regulatory controls: Volcker and Banking Law, iii) Market integrity, iv) Discretionary Portfolio Management, v) Best Exe...