Objective Summary
Ensure that the accounts opened and maintained with the Branch are in compliance with all applicable regulations
Duties & Responsibilities:
- Perform enhanced due diligence reviews of PEP (and any other high risk) clients (Focus on Periodic Review)
- Advise business on compliance and regulatory issues relating to KYC.
- Handles queries from the internal clients (AML Front Control/Front office/ operations)/external auditors and internal auditors in relation to KYC matters.
- Handles internal requests to liaise with IT department regarding system issues and enhancement. i.e. Nepal, Avaloq and Content Manager.
- Undertakes ad-hoc projects (if any) and management reporting preparation
- Unblocking of transactions
Key Performance indicators:
- Ability to identify KYC issues and ensure client meets regulatory and internal requirements before account opening
- Ability to perform KYC reviews and name hits review promptly
- Assessment of risk and daily BAU KYC related matters (i.e. unblocking of transactions)
Requirement
- Degree or recognized professional qualifications, ideally in business, accounting or law
- At least 5 years relevant KYC experience in a financial institution with knowledge of the Singapore regulations, i.e. Banking Act, SFA, FAA.
- Good communication and writing skills in English.
- Initiative and able to work independently.
- Good computer skills in MS Excel, Word & Powerpoint
- Contribute to execution excellence of the Bank’s new client onboarding process, complying with regulatory requirements, i.e. prompt turnaround time, prompt follow up on pending documents
Key Competencies
- Possesses sound regulatory and Compliance knowledge
- Able to handle demands from front office and manage the relationships with other stakeholders (e.g. RMs, auditors, management)
- Strong ability to handle stress and has excellent time management skills.
We apologize that only shortlisted candidates will be contacted. Thank you
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PERSOLKELLY Singapore Pte Ltd • RCB No. 200007268E
EA Registration No. R1653100 (GOH JIA ZHEN CRYSTAL)
