Job Overview
The Compliance Executive Officer will oversee the compliance team, ensuring that the company’s operations adhere to all regulatory requirements and internal policies. This role involves developing compliance policies, conducting audits, and providing training to staff.
Key Responsibilities
· Maintain compliance with local and international financial regulations.
· Conduct regular compliance audits and risk assessments.
· Manage and update internal compliance policies and procedures.
· Perform investigations and review suspicious transactions/alerts. Carry out proper escalations and file Suspicious Transaction Reports (STRs) with relevant authorities as necessary.
· Report compliance risks and issues to senior management.
· Collaborate with other departments to ensure a unified approach to compliance.
· Prepare and submit compliance reports to regulatory bodies as required.
What we look for in you
· Bachelor’s degree in Law, Finance, Business, or a related field.
· Minimum of 3 years of experience in a compliance role within the financial services industry, preferably in payment services.
· In-depth knowledge of regulatory requirements and compliance practices.
· Strong analytical and problem solving abilities.
· Exceptional communication skills, both verbal and written.
· Professional certifications in compliance (E.g. ICA, ACAMS).
