Job description – Compliance Consultant – Financial Services
Company Overview
Peak Compliance Associates (PCA) is an Asia-focused financial services compliance consulting firm with operations in Hong Kong and Singapore. PCA was founded in 2022 and its team of 6 consultants provide regulatory licensing compliance-related services to financial institutions in Asia.
PCA works with different types of financial institutions, including hedge fund and private equity / private credit fund managers, external asset managers, wealth managers, family offices, brokers, investment advisors, corporate finance firms, research houses, online platform operators, private placement agents, and FinTech companies.
PCA’s mission is to provide quality advice to clients to help solve problems and to enable organizations to develop and maintain robust compliance infrastructures. We strive to be an industry leader within the compliance consultancy field and to foster a culture that attracts and retains outstanding people.
Job Opportunity
PCA is looking to hire a dynamic, conscientious, proactive, and enthusiastic Compliance Consultants to join its Singapore Compliance Advisory team. This position is fully remote and the consultant will be able to work from home.
A career within a consulting role will provide you with unparalleled exposure to a variety of different companies, stakeholders, and scenarios on a daily basis. Consultants are constantly having to adapt and think on their feet in order to effectively serve their clients’ needs and requirements.
Compliance professionals are some of the most sought -after professionals within the financial services industry given the ever-changing regulatory landscape.
Working for PCA will provide you with the opportunity to develop a skill-set within an incredibly dynamic industry, work alongside the Founder and Chief Executive Officer, and provide services to global financial institutions.
Core Responsibilities
- Provide advice to clients on regulatory licensing and compliance topics.
- Attend and host client meetings and calls, as well as industry events, seminars, and webinars.
- Monitor regulatory updates within the Asia Pacific region and prepare client memorandums and alerts.
- Perform research on licensing, regulatory, and compliance-related client queries.
- Draft compliance policies and procedures, licensing applications, and compliance reports.
- Communicate with financial regulators in Hong Kong and Singapore.
Candidate Requirements
- University Degree
- 0-5 years of working experience.
- Right to work in Singapore
