Job Responsibilities:
- Monitor and perform surveillance of investment guidelines including setting up & maintaining of rules and watch lists in the Bloomberg AIM and Compliance checklists
- Collaborate with cross function team and conduct comprehensive assessment of new products initiatives to develop and implement compliance programs
- Proactively implement actionable recommendations for process improvements
- Perform advisory role and provide comments for new and existing mandates in terms of review and coding of investment guidelines
- Perform pre and post trade monitoring of investment guidelines and follow up on breaches identified
- Manage scheduled reporting to clients and other compliance duties to ensure timely completion
- Handle regular compliance audits and risk assessments to identify potential issues and recommend corrective actions
- Handle ad-hoc projects as assigned
Job Requirements:
- Degree, preferably in Business, Finance & Accountancy
- At least 6 years of relevant experience in the fund administration role or unit trust operations (Proven experience in investment compliance would be advantageous)
- Strong understanding of Finance instruments
- Strong analytical skills with the ability to interpret complex regulations and provide clear, actionable insights
- Independent, meticulous and diligent individual with positive attitude
- Effective communication with the ability to interact with various stakeholders independently and a strong commitment to continuous learning and excellence
- Proficient in Microsoft Office, in particular, MS Excel and Word
- Proficient with process automation or programming tools are added advantage
Other Information:
Lion Global Investors Limited is committed to equal employment opportunity. Our employment decisions are made based on job requirements and qualifications, and regardless of age, race, gender, religion, marital status, family responsibilities, or disability.
Please refer to our Data Protection Policy Statement on how we may collect, use and disclose your personal information. https://www.lionglobalinvestors.com/en/data-protection-policy-statement.html
Please be informed that only shortlisted candidates will be notified.
