Responsibilities
- Act as an internal controller under the Operational Permanent Control (OPC) framework for Wealth Management covering both Hong Kong & Singapore, following the control guidelines and methodologies provided
- Perform controls related to the subject matters addressed by his/her Domain in compliance with the Control Plan, under the supervision of the Domain Lead.
- Collate raw data & information and gather relevant information from internal stakeholders to perform the preparatory works (i.e. data analysis, sampling selection, test steps conduct the tests and data analysis to assess the adequacy and effectiveness of the system of the internal controls.
- When performing controls, assess the quality of the internal processes and procedures in relation to the subject matter, adopting a risk-based approach.
- Analysis work will involve making reference to internal policies, information from various internal sources (including IT systems), previously detected cases / escalated alerts. For cases requiring further clarification, the controller is required to communicate with the relevant internal stakeholders to obtain previsions or justifications.
- In case of detection of breaches with internal processes and procedures, investigate the root cause of the deviation and propose relevant remediation actions, in collaboration with the internal stakeholder involved as well as the Domain Lead.
- Ensure proper and detailed documentation of the control preparation (including sampling), execution and results.
- Provide regular reporting
- Provide subject matter expertise on specified KSP themes and contribute to the management and maintenance of Control Methodology documentations, Coversheets, and other internal guidelines/documents.
Requirements
- Diploma or Degree in related fields
- Prior Audit related experience
- Prior working experience within banking and financial services industry preferred
Qualified candidates are invited to submit their applications in (MS Word) format to
to Shaun Quek Yew Meng R1660732
shaunquek (a) recruitexpress.com.sg
Recruit Express Pte Ltd
EA Licence No: 99C4599
Only shortlisted applicants will be notified.
