As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.
Job Summary:
The Quality Assurance (“QA”) Team is an integral part of the controls environment within Compliance and is responsible for conducting a continuous testing program against internal procedures and regulatory requirements to ensure quality, completeness, and accuracy. As a Quality Assurance Tester (QA), you will perform targeted reviews; present findings and recommendations to key stakeholders. You will be expected to determine gaps in process and procedure; question integrity of data and adherence to processing and servicing standards, policies and procedures. You will also be accountable for analyzing issues, improving business processes and providing recommendations that value adds to the organization.
Job responsibilities:
• Perform independent analysis on decisions made by Compliance Teams covering specializations including AML Transaction Monitoring, Sanctions, Surveillance, Regulatory Reporting
• Review quality and compliance of completed work items and make decisions based on standards, policies and procedures
• Identify key issues, cause and effect relationships, and gaps in the process that impact quality, accuracy, and/or compliance. Present results to management.
• Consider regulatory requirements and departmental resources to identify alternatives that are practical and appropriate, in addition to effectiveness
• Identify opportunities for improvement and drive the implementation of initiatives and process changes with a focus on innovation
• Collaborate effectively with regional and global Quality assurance teams to complete ad hoc projects and initiatives
• Escalate control issues to management and provide recommendations
• Interface with internal Audit as appropriate
Required qualifications, capabilities, and skills :
• Bachelor’s degree in Finance, Economics or other related disciplines
• Minimum 3 years of relevant experience in the Banking industry within quality assurance, or experience across AML Transaction Monitoring, Sanctions, Surveillance, Regulatory Reporting
• Ability to make independent and objective assessment on testing reviews performed, and clearly articulate findings and/or recommendations to stakeholders
• Ability to multi-task and meet deadlines in high-pressure environment while maintaining quality work
• Exceptional research and analytical skills with the ability to analyze and summarize large amounts of data
• Excellent organization, written and oral communication skills
• Intermediate Excel skills required for data analysis (e.g. Use of pivot tables and v-lookups) for metrics reporting
• Experience in defining/documenting new processes ensuring appropriate Controls framework
• Proactive/self-starter with the ability to deliver value-added support to business partners in a dependable, timely and accurate manner
• Excellent analytical and problem-solving skills
• Excellent interpersonal skills & team player
To apply for this position, please use the following URL:
https://ars2.equest.com/?response_id=78f7c91c45c011de3aed385f4f5b3986
